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Compliance Manager - Wealth

  • 933192
  • All Locations
  • Adelaide
  • Bendigo
  • Melbourne
  • Full Time
  • Closing at: Aug 16 2022 at 17:30 AEST

As one of Australia’s most trusted brands, our customers trust us every day to manage their banking, business, wealth, loans and insurance.

Consumer Banking Risk (CBR) is a centre of expertise for risk management across the whole of the Consumer Banking Division and provides strategy, risk appetite, governance, policy and framework support to the businesses within Consumer Banking to drive sound risk management practice. This includes providing guidance, assistance and support to relevant Board & Board/Management Committee members, Senior Management, internal and external stakeholders and providing leadership to enhance the further development of a strong risk culture across Consumer Banking.

About the role

As Compliance Manager- Wealth and reporting to Senior Manager Risk and Compliance you will be responsible for supporting the further development, implementation and management of the compliance framework. The position will be actively involved in compliance projects designed to assist the business meet their regulatory obligations while achieving business objectives as well as providing operational and regulatory compliance advice in relation the Bank’s superannuation, managed funds, margin lending and other wealth services.

Key responsibilities include

  • Ensuring new products and services meet relevant legislative, compliance and disclosure requirements.
  • Provide compliance advice, support and assurance to ensure that all compliance obligations (including all license obligations) are met.
  • Provide assistance in the disclosure document roll over process and advice and assistance in the development and implementation of compliance/operational policies and procedures
  • Provide regular updates to senior management about relevant changes to the regulatory environment affecting the Wealth division.
  • Participating in regulatory reform projects as required to ensure new legislation is implemented effectively.

About you

To be successful you will have

  • Tertiary qualifications in Legal, Management or Business-related fields highly desirable.
  • RG 146 Qualifications ideal
  • Strong understanding and practical working Compliance experience within in Banking and Financial Services (Line 1 or 2)
  • Experience and knowledge of wealth products including regulations, legislation and processes in particular an understanding of superannuation and ideally in managed funds and margin lending
  • Excellent communication skills both verbal and written with highly developed influencing skills
  • Strong collaboration and relationship management to deliver on organisational outcomes.
  • Proven ability to manage multiple and complex tasks and meet deadlines

What we offer

  • As part of a national organisation we can offer exciting opportunities within the broader Bendigo and Adelaide Bank Group
  • Competitive remuneration package
  • A range of staff benefits including discounts on bank products and services, share offers, flexible work options, paid parental leave and purchased leave options, excellent learning and development programs

Bendigo and Adelaide Bank we believe a diverse workforce supported by an inclusive culture is central to our success and we actively encourage applications from those who bring diversity of thought to our business. We support candidate requests for adjustment to accommodate an illness, injury or disability to equitably participate in the selection process.

How to apply 

If you are interested in this opportunity, please apply online with your CV and cover letter. Enclosed is a PD for this role Download File Compliance Manager - Wealth PD July 2022.docx

Applications close COB (to advertise for two weeks)

For further information about this opportunity please contact Libby Prouse Senior Recruitment Advisor on (03) 8643 4015 or

It is a condition of employment with the Bank that you are fully vaccinated against COVID-19, unless you have a medical contraindication or acute illness which prevents you from receiving the vaccine and you provide satisfactory evidence of this to the Bank.





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